SEC Form 4 · accession 0001639113-16-000020
Wesco Aircraft Holdings, Inc · WAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Castagnola
Officer — President & CEO · Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378718
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | F | 4,945 | $13.40 | D | 48,463 | D | |
| Common StockF1 | Oct 3, 2016 | A | 35,259 | $0.00 | A | 83,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $13.50 | Oct 3, 2016 | A | 106,944 | A | — | Oct 2, 2026 | Common Stock | 106,944 | 106,944 | D |
Explanation of responses
- F1Represents 35,259 unvested shares of restricted common stock, which will vest in three equal installments on September 30, 2017, 2018 and 2019.
- F2These options vest in three equal installments on September 30, 2017, 2018 and 2019.