SEC Form 4 · accession 0001525169-18-000004
Wesco Aircraft Holdings, Inc · WAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Murray
Officer — President and COO
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378718
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2018 | M | 13,089 | — | A | 122,970 | D | |
| Common Stock | Sep 30, 2018 | F | 7,251 | $11.25 | D | 115,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 30, 2018 | M | 13,089 | D | — | — | Common Stock | 13,089 | 26,178 | D |
| Restricted Stock UnitsF1,F3 | — | Oct 1, 2018 | A | 33,333 | A | — | — | Common Stock | 33,333 | 33,333 | D |
| Employee Stock Options (right to buy)F4 | $11.09 | Oct 1, 2018 | A | 42,517 | A | — | Sep 30, 2028 | Common Stock | 42,517 | 42,517 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F2On October 2, 2017, the reporting person was granted 39,267 restricted stock units, vesting in three equal annual installments beginning on September 30, 2018.
- F3These restricted stock units vest in three equal annual installments beginning on September 30, 2019.
- F4These options vest in three equal annual installments beginning on September 30, 2019.