SEC Form 5 · accession 0001144204-15-009723
AMERICAN DG ENERGY INC · ADGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlest Maxwell
Director · Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378706
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $2.79 | May 24, 2012 | A | 200,000 | A | — | Jun 13, 2017 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Starting on May 24, 2013 the options vest 25% each year on the grant anniversary. The grant is currently 50% vested and it will be fully vested on May 24, 2016.
Remarks
Exhibit List Exhibit 24 - Power of Attorney