SEC Form 4 · accession 0001235498-26-000005
CapsoVision, Inc · CV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia S Gouw
Director
Period of report
Jun 30, 2026
Accepted (ET)
Jul 1, 2026 · 8:17 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001378325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2026 | M | 2,022 | $7.58 | A | 4,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F2 | $0.00 | Jun 30, 2026 | M | 2,022 | D | — | — | Common Stock | 2,022 | 2,023 | D |
Explanation of responses
- F1Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock.
- F2The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/19/2026 utilizing a fair market value (FMV) of a share of the issuers stock of $6.18. The RSU grant vests as to 50% of the RSUs subject to the award on June 30 of the applicable year and as to 50% of the RSUs subject to the award on December 31 of that year. This report reflects the vesting of one-half portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares.