SEC Form 4 · accession 0001493152-18-015261
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George H Kirby III
Officer — President, CEO · Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2018 | P | 14,924 | $0.518 | A | 123,755 | D | |
| Common StockF2 | Nov 5, 2018 | P | 4,264 | $0.53 | A | 128,019 | D | |
| Common StockF3 | Nov 6, 2018 | P | 10,660 | $0.549 | A | 138,679 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 14,924 shares that were purchased in the open market in multiple transactions at prices between $0.509 and $0.540
- F2Represents 4,264 shares that were purchased in the open market in multiple transactions at prices between $0.525 and $0.530
- F3Represents 10,660 shares that were purchased in the open market in multiple transactions at prices between $0.537 and $0.550