SEC Form 4 · accession 0001493152-18-012227
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Fludder
Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2018 | P | 12,000 | $0.7242 | A | 12,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a wieghted average price. The shares were sold in multiple transactions at prices ranging from $0.72- $0.73, inclusive. The reporting person undertakes to provide to Ocean Power Technologies, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.