SEC Form 4 · accession 0001437749-17-016081
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew T Shafer
Officer — CFO and Treasurer
Period of report
Sep 17, 2017
Accepted (ET)
Sep 19, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2017 | F | 1,683 | $1.30 | D | 28,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares delivered back to the Company for the purpose of satisfying federal and state tax liability related to restricted shares that vested.