SEC Form 4 · accession 0001437749-17-009904
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew T Shafer
Officer — CFO and Treasurer
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2017 | A | 14,584 | $1.40 | A | 30,046 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted under the Company's 2015 Omnibus Incentive Plan, as amended, which will vest 100% 5/19/2019