SEC Form 4 · accession 0001437749-17-001038
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George H Kirby III
Officer — President, CEO · Director
Period of report
Jan 20, 2017
Accepted (ET)
Jan 24, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2017 | F | 751 | $3.04 | D | 70,728 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares delivered back to the Company for payment of tax liability related to Restricted Stock which vested.