SEC Form 4/A · accession 0001437749-16-033268
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George H Kirby III
Officer — President, CEO · Director
Period of report
May 5, 2016
Accepted (ET)
Jun 3, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2016 | A | 55,000 | $0.00 | A | 73,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted under the Company's 2015 Omnibus Incentive Plan, which are subject to vesting requirements and risk of forfeiture. The shares will vest 50% on 10/31/216 and 50% on 5/1/2017.