SEC Form 4 · accession 0001437749-15-018832
Ocean Power Technologies, Inc. · OPTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Keller
Director
Period of report
Oct 22, 2015
Accepted (ET)
Oct 26, 2015 · 9:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2015 | D | 33,002 | $0.00 | D | 120,502 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock previously granted under the Company's 2006 Stock Incentive Plan as annual compensation to a non-employee member of the Board of Directors, which were forfeited. Mr. Keller did not stand for re-election at the Company's Annual General Meeting held on October 22, 2015.