SEC Form 4 · accession 0001600781-17-000049
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen L Lanning
Director
Period of report
Feb 20, 2017
Accepted (ET)
Feb 22, 2017 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2017 | M | 7,328 | $0.00 | A | 19,648 | D | |
| Common StockF1 | Feb 21, 2017 | M | 7,468 | $0.00 | A | 27,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Feb 20, 2017 | M | 7,328 | D | Feb 20, 2017 | Feb 20, 2017 | Common Stock | 7,328 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 21, 2017 | M | 7,468 | D | — | — | Common Stock | 7,468 | 0 | D |
Explanation of responses
- F1Represents acquisition of common stock upon vesting of Restricted Stock Units.
- F2Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.
- F3The Restricted Stock Units were scheduled to vest on February 21, 2016, but the reporting person elected to defer receipt of the shares as permitted under the original grant.