SEC Form 4 · accession 0001600781-17-000036
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph E Hardy
Officer — EVP, Gen. Counsel & Secretary
Period of report
Jan 19, 2017
Accepted (ET)
Jan 23, 2017 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2017 | A | 36,687 | $0.00 | A | 177,205 | D | |
| Common StockF2 | Jan 20, 2017 | F | 1,636 | $14.93 | D | 175,569 | D | |
| Common StockF2 | Jan 21, 2017 | F | 1,702 | $14.93 | D | 173,867 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that will vest as follows: 14,675 shares will vest in three equal annual installments beginning on January 19, 2018, 16,509 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 26, 2019, and 5,503 shares will vest upon achievement of specified performance targets at the end of a one-year measuring period ending on December 26, 2019.
- F2Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.