SEC Form 4 · accession 0001600781-17-000020
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott N Schneider
Director
Period of report
Jan 19, 2017
Accepted (ET)
Jan 23, 2017 · 8:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2017 | M | 17,988 | $0.00 | A | 77,621 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 19, 2017 | A | 18,243 | A | — | — | Common Stock | 18,243 | 18,243 | D |
| Restricted Stock UnitsF2 | — | Jan 20, 2017 | M | 17,988 | D | Jan 20, 2017 | Jan 20, 2017 | Common Stock | 17,988 | 0 | D |
Explanation of responses
- F1Represents acquisition of common stock upon vesting of Restricted Stock Units.
- F2Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.
- F3The Restricted Stock Units are scheduled to vest on January 19, 2018, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.