SEC Form 4 · accession 0001600781-16-000118
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Scott N Schneider
Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2016 | M | 26,648 | $0.00 | A | 65,665 | D | |
| Common StockF2 | Jan 20, 2016 | F | 9,327 | $15.01 | D | 56,338 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jan 20, 2016 | A | 26,648 | A | Jan 20, 2016 | Jan 20, 2016 | Common Stock | 26,648 | 26,648 | D |
| Restricted Stock UnitsF3 | — | Jan 20, 2016 | M | 26,648 | A | Jan 20, 2016 | Jan 20, 2016 | Common Stock | 26,648 | 0 | D |
| Restricted Stock UnitsF3,F4 | — | Jan 20, 2016 | A | 17,988 | A | — | — | Common Stock | 17,988 | 17,988 | D |
Explanation of responses
- F1Represents acquisition of common stock upon vesting of Restricted Stock Units.
- F2Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.
- F3Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.
- F4The Restricted Stock Units are scheduled to vest on January 20, 2017, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.