SEC Form 4 · accession 0001600781-15-000034
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfonso P Rosabal Jr.
Officer — EVP, COO & Chief Tech. Officer
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2015 | D | 11,614 | $0.00 | D | 160,626 | D | |
| Common StockF2 | Feb 23, 2015 | D | 7,500 | $0.00 | D | 153,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 12, 2012, the reporting person received a grant of 11,614 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 23, 2015, the Issuer determined that the performance conditions had not been satisfied and, as a result, the shares were forfeited.
- F2On August 2, 2012, the reporting person received a grant of 7,500 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 23, 2015, the Issuer determined that the performance conditions had not been satisfied and, as a result, the shares were forfeited.