SEC Form 4 · accession 0001600781-15-000018
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clifford E Marks
Officer — President of Sales & Marketing
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 21, 2015 | A | 130,280 | $0.00 | A | 385,314 | D | |
| Common StockF4 | Jan 22, 2015 | S | 4,867 | $15.0101 | D | 380,447 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 21, 2015, the compensation committee of the Issuer approved the grant of restricted stock to the reporting person.
- F2Represents shares of restricted stock that will vest as follows: 52,112 shares will vest in three equal annual installments beginning on January 21, 2016, and 78,168 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 28, 2017.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2014.
- F4This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.