SEC Form 4 · accession 0001600781-15-000008
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clifford E Marks
Officer — President of Sales & Marketing
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | F | 5,043 | $14.85 | D | 268,289 | D | |
| Common StockF3 | Jan 16, 2015 | S | 7,861 | $14.7037 | D | 260,428 | D | |
| Common StockF1 | Jan 16, 2015 | F | 3,794 | $15.03 | D | 256,634 | D | |
| Common Stock | Jan 20, 2015 | S | 1,600 | $14.7452 | D | 255,034 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2014.
- F3This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.65 to $14.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.