SEC Form 4 · accession 0000899243-17-008203
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Usa Inc /tx Cinemark
Director · 10% Owner
Cinemark Holdings, Inc.
Director · 10% Owner
Cinemark Media, Inc.
Director · 10% Owner
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Units of National CineMedia, LLCF2,F1,F3 | — | Mar 16, 2017 | A | 1,487,218 | A | — | — | Common Stock of National CineMedia,Inc. | 1,487,218 | 27,871,862 | I |
Explanation of responses
- F1Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.
- F2Common Units were transferred effective March 16, 2017, pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc.
- F3The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.