SEC Form 4/A · accession 0000780392-15-000002
National CineMedia, Inc. · NCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
AMC ENTERTAINMENT INC
Director · 10% Owner
AMERICAN MULTI-CINEMA, INC.
Director · 10% Owner
AMC ENTERTAINMENT HOLDINGS, INC.
Director · 10% Owner
Period of report
Mar 17, 2015
Accepted (ET)
Mar 20, 2015 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377630
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Units of National CineMedia, LLCF2,F3,F1 | $0.00 | Mar 17, 2015 | A | 469,163 | A | — | — | Common Stock of National CineMedia, Inc. | 469,163 | 19,663,664 | D |
Explanation of responses
- F1Common Units of National CineMedia. LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.
- F2Common Units were issued pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among National CineMedia, LLC, National CineMedia, Inc., American Multi-Cinema, Inc. and other parties thereto, and the terms and conditions set forth therein.
- F3Of the reported securities, all 19,633,664 Common Units are owned directly by American Multi-Cinema, Inc. All of the reported Common Units are owned indirectly by AMC Entertainment Inc. and AMC Entertainment Holdings, Inc.