SEC Form 4 · accession 0001387131-18-001520
CareView Communications Inc · CRVW.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Higgins
Director
Period of report
Apr 6, 2018
Accepted (ET)
Apr 10, 2018 · 9:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Apr 4, 2018 | P | 129,700 | $0.0369 | A | 5,270,484 | I | See |
| Common Stock | holding | — | — | — | 4,731,455 | D | ||
| Common StockF2 | holding | — | — | — | 1,361,538 | I | See |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Julia A. Higgins Revocable Trust, Dtd 12/1992, Julia A Higgins James Higgins, TTEEs
- F2Julia and James Higgins
- F3These shares were purchased in multiple transactions at prices ranging from $0.035 to $0.038, inclusive. The reporting person undertakes to provide to CareView Communications, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.