SEC Form 4 · accession 0001387131-18-000840
CareView Communications Inc · CRVW.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G. Johnson
Officer — President/CEO/Sec/Treas. · Director · 10% Owner
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 9:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377149
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Senior Secured Convertible Note Due 2028 | $0.05 | Feb 23, 2018 | A | — | A | Feb 23, 2018 | Feb 22, 2028 | Common Stock | 12,000,000 | — | D |
| Common Stock Warrants (Right to Buy)F1 | $0.05 | Feb 23, 2018 | A | 150,000 | A | Feb 23, 2018 | Feb 23, 2028 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Issued in connection with the purchase of the convertible notes for no additional consideration.