SEC Form 4 · accession 0001387131-16-008209
CareView Communications Inc · CRVW.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Higgins
Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 23, 2016 | P | 1,425,000 | $0.0588 | A | 1,823,229 | I | See |
| Common StockF2 | Nov 25, 2016 | P | 3,000,000 | $0.06 | A | 4,823,229 | I | See |
| Common Stock | holding | — | — | — | 4,731,445 | D | ||
| Common StockF3 | holding | — | — | — | 1,361,538 | I | See |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased in multiple transactions at prices ranging from $0.053 to $0.060, inclusive. The reporting person undertakes to provide to CareView Communications, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Julia A. Higgins Revocable Trust, DTD December 1992, Julia A. Higgins, James Higgins TTEEs.
- F3Julia and James Higgins