SEC Form 4 · accession 0001387131-16-006877
CareView Communications Inc · CRVW.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Higgins
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377149
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F1 | $0.17 | Aug 31, 2016 | A | 235,295 | A | — | Aug 30, 2026 | Common Stock | 235,295 | 235,295 | D |
Explanation of responses
- F1Vesting shall occur at the rate of 33.3% on the first anniversary of the grant date, 33.3% on the second anniversary of the grant date and 33.4% on the third anniversary of the grant date, subject to continued service on the Board.