SEC Form 4 · accession 0000908662-18-000060
CareView Communications Inc · CRVW.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey C Lightcap
Director · 10% Owner
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377149
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Senior Secured Convertible Note due 2028F1 | $0.05 | Feb 23, 2018 | A | — | A | — | Feb 22, 2028 | Common Stock | 5,000,000 | — | D |
| Common Stock Warrants (Right to Buy)F2,F1 | $0.05 | Feb 23, 2018 | A | 62,500 | A | — | Feb 22, 2028 | Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1Immediately exercisable.
- F2Issued in connection with the purchase of the convertible notes for no additional consideration.