Form4insider filings, from the source

SEC Form 4 · accession 0000908662-16-000591

CareView Communications Inc · CRVW.OB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
HealthCor Management, L.P.
Director · 10% Owner
HealthCor Partners Fund LP
Director · 10% Owner
HealthCor Associates, LLC
Director · 10% Owner
HealthCor Group, LLC
Director · 10% Owner
HealthCor Partners LP
Director · 10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377149

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Senior Secured Convertible Note due 2021 (PIK Interest)F1,F3,F2$1.25Sep 30, 2016A—A—Apr 20, 2021Common Stock351,467—I
Senior Secured Convertible Note due 2021 (PIK Interest)F1,F4,F2$1.25Sep 30, 2016A—A—Apr 20, 2021Common Stock403,078—I
Senior Secured Convertible Note due 2022 (PIK Interest)F1,F3,F2$1.25Sep 30, 2016A—A—Jan 30, 2022Common Stock100,266—I
Senior Secured Convertible Note due 2022 (PIK Interest)F1,F4,F2$1.25Sep 30, 2016A—A—Jan 30, 2022Common Stock114,990—I
Senior Secured Convertible Note due 2024 (PIK Interest)F1,F3,F2$0.40Sep 30, 2016A—A—Jan 15, 2024Common Stock246,180—I
Senior Secured Convertible Note due 2024 (PIK Interest)F1,F4,F2$0.40Sep 30, 2016A—A—Jan 15, 2024Common Stock282,330—I

Explanation of responses

Remarks

HealthCor Management, L.P. is the designated filer on behalf of the reporting persons listed on Exhibit 99.1, attached hereto. Due to the number of reporting persons, this is one of two Form 4's filed relating to the same securities.