SEC Form 4 · accession 0001225208-16-029066

SPECTRUM MANAGEMENT HOLDING COMPANY, LLC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Peter C Stern

Officer — EVP-Ch Prod, Ppl & Strat Off

Period of report

Mar 2, 2016

Accepted (ET)

Mar 3, 2016 · 4:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001377013

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $.01 per share	Mar 2, 2016	M	8,768	$86.76	A	14,652	D
Common Stock, par value $.01 per share	Mar 2, 2016	M	8,114	$77.04	A	22,766	D
Common Stock, par value $.01 per share^F1	Mar 2, 2016	S	243	$193.622	D	22,523	D
Common Stock, par value $.01 per share^F2	Mar 2, 2016	S	300	$193.377	D	22,223	D
Common Stock, par value $.01 per share^F3	Mar 2, 2016	S	1,652	$193.963	D	20,571	D
Common Stock, par value $.01 per share^F4	Mar 2, 2016	S	2,273	$192.676	D	18,298	D
Common Stock, par value $.01 per share^F5	Mar 2, 2016	S	2,705	$192.674	D	15,593	D
Common Stock, par value $.01 per share^F6	Mar 2, 2016	S	2,923	$192.898	D	12,670	D
Common Stock, par value $.01 per share^F7	Mar 2, 2016	S	3,757	$193.451	D	8,913	D
Common Stock, par value $.01 per share^F8	Mar 2, 2016	S	5,602	$192.789	D	3,311	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F9	$86.76	Mar 2, 2016	M	8,768	D	—	Feb 12, 2023	Common Stock, par value $.01 per share	8,768	8,769	D
Employee Stock Option (Right to Buy)^F10	$77.04	Mar 2, 2016	M	8,114	D	—	Feb 15, 2022	Common Stock, par value $.01 per share	8,114	0	D

Explanation of responses

F1This transaction was executed in multiple trades at prices ranging from $193.47 to $193.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, Time Warner Cable Inc. or a security holder of Time Warner Cable Inc., full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 8 to this Form 4.
F10This option was exercisable in increments of 25% on the first four anniversaries of the date of grant, February 16, 2012.
F2This transaction was executed in multiple trades at prices ranging from $193.37 to $193.38. The price reported above reflects the weighted average sale price.
F3This transaction was executed in multiple trades at prices ranging from $193.93 to $194.02. The price reported above reflects the weighted average sale price.
F4This transaction was executed in multiple trades at prices ranging from $192.34 to $193.26. The price reported above reflects the weighted average sale price.
F5This transaction was executed in multiple trades at prices ranging from $192.52 to $192.78. The price reported above reflects the weighted average sale price.
F6This transaction was executed in multiple trades at prices ranging from $192.65 to $193.20. The price reported above reflects the weighted average sale price.
F7This transaction was executed in multiple trades at prices ranging from $192.93 to $193.91. The price reported above reflects the weighted average sale price.
F8This transaction was executed in multiple trades at prices ranging from $192.45 to $193.36. The price reported above reflects the weighted average sale price.
F9This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 13, 2013.