SEC Form 4 · accession 0001225208-16-026136
SPECTRUM MANAGEMENT HOLDING COMPANY, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna James
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377013
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Feb 10, 2016 | A | 830 | A | — | — | Common Stock, par value $.01 per share | 830 | 14,161 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Common Stock.
- F250% of the Common Stock covered by the restricted stock units will be issued to the Reporting Person on the earlier of February 10, 2019 (the third anniversary of the date of grant) or in connection with the Reporting Person's ceasing to serve as a director of the Issuer, and the remaining 50% will be issued to the Reporting Person in connection with the Reporting Person's ceasing to serve as a director of the Issuer.
- F3These restricted stock units may have different vesting and distribution dates.