SEC Form 4 · accession 0001225208-15-013294
SPECTRUM MANAGEMENT HOLDING COMPANY, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur T. Minson
Officer — EVP & CFO
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Jun 1, 2015 | M | 25,066 | $95.51 | A | 25,071 | D | |
| Common Stock, par value $.01 per shareF1 | Jun 1, 2015 | S | 4,723 | $181.001 | D | 20,348 | D | |
| Common Stock, par value $.01 per shareF2 | Jun 1, 2015 | S | 9,445 | $181.003 | D | 10,903 | D | |
| Common Stock, par value $.01 per shareF3 | Jun 1, 2015 | S | 10,898 | $180.864 | D | 5 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $95.51 | Jun 1, 2015 | M | 25,066 | D | — | May 30, 2023 | Common Stock, par value $.01 per share | 25,066 | 50,131 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $180.97 to $181.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, Time Warner Cable Inc. or a security holder of Time Warner Cable Inc., full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 3 to this Form 4.
- F2This transaction was executed in multiple trades at prices ranging from $180.92 to $181.02. The price reported above reflects the weighted average sale price.
- F3This transaction was executed in multiple trades at prices ranging from $180.82 to $180.97. The price reported above reflects the weighted average sale price.
- F4This option became exercisable in increments of 25% on the first two anniversaries of the date of grant, May 31, 2013, with the remaining unvested portion forfeited in connection with the Reporting Person's resignation.