SEC Form 4 · accession 0001225208-15-009912
SPECTRUM MANAGEMENT HOLDING COMPANY, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail MacKinnon
Officer — EVP & Chief Gov. Aff. Officer
Period of report
Apr 7, 2015
Accepted (ET)
Apr 9, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Apr 7, 2015 | M | 1 | $86.76 | A | 13,466 | D | |
| Common Stock, par value $.01 per share | Apr 7, 2015 | S | 1 | $154.69 | D | 13,465 | D | |
| Common Stock, par value $.01 per shareF2 | holding | — | — | — | 196 | I | By Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $86.76 | Apr 7, 2015 | M | 1 | D | — | Feb 12, 2023 | Common Stock, par value $.01 per share | 1 | 13,300 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2014.
- F2The TWC Savings Plan, a qualified employee benefit plan.
- F3This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 13, 2013.