SEC Form 4 · accession 0001225208-15-006557

SPECTRUM MANAGEMENT HOLDING COMPANY, LLC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Gen. Counsel & Secretary

Period of report

Mar 2, 2015

Accepted (ET)

Mar 3, 2015 · 5:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001377013

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01 per share	Mar 2, 2015	M	14,198	$77.04	A	23,944	D
Common Stock, par value $.01 per share	Mar 2, 2015	M	10,623	$86.76	A	34,567	D
Common Stock, par value $.01 per share	Mar 2, 2015	M	9,330	$72.05	A	43,897	D
Common Stock, par value $.01 per share^F2	Mar 2, 2015	S	34,151	$154.015	D	9,746	D
Common Stock, par value $.01 per share^F3	holding	—	—		—	845	I	By Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$86.76	Mar 2, 2015	M	10,623	D	—	Feb 12, 2023	Common Stock, par value $.01 per share	10,623	21,246	D
Employee Stock Option (Right to Buy)^F5	$77.04	Mar 2, 2015	M	14,198	D	—	Feb 15, 2022	Common Stock, par value $.01 per share	14,198	14,199	D
Employee Stock Option (Right to Buy)^F6	$72.05	Mar 2, 2015	M	9,330	D	—	Feb 16, 2021	Common Stock, par value $.01 per share	9,330	0	D

F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2015.
F2This transaction was executed in multiple trades at prices ranging from $154.01 to $154.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, Time Warner Cable Inc. or a security holder of Time Warner Cable Inc., full information regarding the number of shares and prices at which each transaction was effected.
F3The TWC Savings Plan, a qualified employee benefit plan.
F4This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 13, 2013.
F5This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 16, 2012.
F6This option was exercisable in increments of 25% on the first four anniversaries of the date of grant, February 17, 2011.