SEC Form 4 · accession 0001225208-15-005753
SPECTRUM MANAGEMENT HOLDING COMPANY, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen East
Officer — EVP, Chief Communic. Officer
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Feb 23, 2015 | S | 2,500 | $148.88 | D | 2,422 | D | |
| Common Stock, par value $.01 per share | Feb 24, 2015 | M | 6,553 | $77.04 | A | 8,975 | D | |
| Common Stock, par value $.01 per share | Feb 24, 2015 | M | 5,139 | $72.05 | A | 14,114 | D | |
| Common Stock, par value $.01 per share | Feb 24, 2015 | S | 1,219 | $150.318 | D | 12,895 | D | |
| Common Stock, par value $.01 per share | Feb 24, 2015 | S | 12,877 | $150.00 | D | 18 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $77.04 | Feb 24, 2015 | M | 6,553 | D | — | Feb 15, 2022 | Common Stock, par value $.01 per share | 6,553 | 6,554 | D |
| Employee Stock Option (Right to Buy)F3 | $72.05 | Feb 24, 2015 | M | 5,139 | D | — | Feb 16, 2021 | Common Stock, par value $.01 per share | 5,139 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2014.
- F2This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 16, 2012.
- F3This option was exercisable in increments of 25% on the first four anniversaries of the date of grant, February 17, 2011.