SEC Form 4 · accession 0001225208-15-004499

SPECTRUM MANAGEMENT HOLDING COMPANY, LLC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman & CEO · Director

Period of report

Feb 13, 2015

Accepted (ET)

Feb 18, 2015 · 4:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001377013

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $.01 per share^F1	Feb 13, 2015	M	23,100	$0.00	A	84,381	D
Common Stock, par value $.01 per share	Feb 13, 2015	F	11,132	$149.74	D	73,249	D
Common Stock, par value $.01 per share^F1	Feb 17, 2015	M	13,230	$0.00	A	86,479	D
Common Stock, par value $.01 per share	Feb 17, 2015	F	6,859	$147.68	D	79,620	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F1,F3	—	Feb 13, 2015	M	23,100	D	—	—	Common Stock, par value $.01 per share	23,100	244,532	D
Restricted Stock Units^F4,F1,F5	—	Feb 17, 2015	M	13,230	D	—	—	Common Stock, par value $.01 per share	13,230	231,302	D

F1Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F2Payment of tax liability by withholding shares of Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
F3This award of restricted stock units vests in two equal installments on the third and fourth anniversaries of the date of grant, February 16, 2012. Shares of Common Stock are issued to the Reporting Person upon vesting of the restricted stock units.
F4These restricted stock units may have different vesting and distribution dates.
F5This award of restricted stock units vested in two equal installments on the third and fourth anniversaries of the date of grant, February 17, 2011. Shares of Common Stock are issued to the Reporting Person upon vesting of the restricted stock units.