SEC Form 4 · accession 0001225208-15-004042
SPECTRUM MANAGEMENT HOLDING COMPANY, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Haje
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377013
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Feb 11, 2015 | A | 1,058 | A | — | — | Common Stock, par value $.01 per share | 1,058 | 19,829 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Common Stock.
- F2The Common Stock will be issued to the Reporting Person in connection with the Reporting Person's ceasing to serve as a director of the Issuer.
- F3Fractional restricted stock units are paid in cash upon vesting.