SEC Form 4 · accession 0001225208-15-003356

SPECTRUM MANAGEMENT HOLDING COMPANY, LLC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Gov. Aff. Officer

Period of report

Feb 6, 2015

Accepted (ET)

Feb 10, 2015 · 4:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001377013

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01 per share	Feb 6, 2015	M	2,252	$45.15	A	13,365	D
Common Stock, par value $.01 per share	Feb 6, 2015	M	1,443	$72.05	A	14,808	D
Common Stock, par value $.01 per share	Feb 6, 2015	M	1,225	$77.04	A	16,033	D
Common Stock, par value $.01 per share	Feb 6, 2015	M	457	$86.76	A	16,490	D
Common Stock, par value $.01 per share	Feb 6, 2015	S	5,377	$147.20	D	11,113	D
Common Stock, par value $.01 per share^F2,F3	holding	—	—		—	189	I	By Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$45.15	Feb 6, 2015	M	2,252	D	—	Feb 11, 2020	Common Stock, par value $.01 per share	2,252	6,756	D
Employee Stock Option (Right to Buy)^F5	$86.76	Feb 6, 2015	M	457	D	—	Feb 12, 2023	Common Stock, par value $.01 per share	457	17,884	D
Employee Stock Option (Right to Buy)^F6	$77.04	Feb 6, 2015	M	1,225	D	—	Feb 15, 2022	Common Stock, par value $.01 per share	1,225	18,387	D
Employee Stock Option (Right to Buy)^F7	$72.05	Feb 6, 2015	M	1,443	D	—	Feb 16, 2021	Common Stock, par value $.01 per share	1,443	10,103	D

F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2014.
F2Includes an interest in approximately 4 shares of the Issuer's Common Stock acquired under the TWC Savings Plan, a qualified employee benefit plan, between January 7, 2015 and February 6, 2015.
F3The TWC Savings Plan, a qualified employee benefit plan.
F4This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 12, 2010.
F5This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 13, 2013.
F6This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 16, 2012.
F7This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 17, 2011.