SEC Form 4 · accession 0001225208-15-001182
SPECTRUM MANAGEMENT HOLDING COMPANY, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Haje
Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 9, 2015 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001377013
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Deferred Stock UnitF1,F2 | — | Jan 8, 2015 | A | 203 | A | — | — | Common Stock, par value $.01 per share | 203 | 7,941 | D |
Explanation of responses
- F1The deferred stock units were acquired by the reporting person pursuant to the terms of the issuer's Deferred Stock Unit Program for Non-Employee Directors under which directors may elect to defer all or a portion of their cash retainer and committee fees. Each deferred stock unit represents a right to receive one share of Common Stock of the issuer. Fractional interests will be paid in cash upon vesting.
- F2The Common Stock will become issuable to the Reporting Person upon the termination of the Reporting Person's service as a director.