SEC Form 4 · accession 0001225208-15-000995

SPECTRUM MANAGEMENT HOLDING COMPANY, LLC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Gov. Aff. Officer

Period of report

Jan 6, 2015

Accepted (ET)

Jan 7, 2015 · 4:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001377013

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01 per share	Jan 6, 2015	M	2,252	$45.15	A	13,365	D
Common Stock, par value $.01 per share	Jan 6, 2015	M	1,443	$72.05	A	14,808	D
Common Stock, par value $.01 per share	Jan 6, 2015	M	1,225	$77.04	A	16,033	D
Common Stock, par value $.01 per share	Jan 6, 2015	M	457	$86.76	A	16,490	D
Common Stock, par value $.01 per share	Jan 6, 2015	S	5,377	$146.81	D	11,113	D
Common Stock, par value $.01 per share^F2	holding	—	—		—	185	I	By Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$45.15	Jan 6, 2015	M	2,252	D	—	Feb 11, 2020	Common Stock, par value $.01 per share	2,252	9,008	D
Employee Stock Option (Right to Buy)^F4	$86.76	Jan 6, 2015	M	457	D	—	Feb 12, 2023	Common Stock, par value $.01 per share	457	18,341	D
Employee Stock Option (Right to Buy)^F5	$77.04	Jan 6, 2015	M	1,225	D	—	Feb 15, 2022	Common Stock, par value $.01 per share	1,225	19,612	D
Employee Stock Option (Right to Buy)^F6	$72.05	Jan 6, 2015	M	1,443	D	—	Feb 16, 2021	Common Stock, par value $.01 per share	1,443	11,546	D

F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2014.
F2The TWC Savings Plan, a qualified employee benefit plan.
F3This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 12, 2010.
F4This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 13, 2013.
F5This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 16, 2012.
F6This option is exercisable in increments of 25% on the first four anniversaries of the date of grant, February 17, 2011.