SEC Form 4 · accession 0001449533-16-000001
Cavitation Technologies, Inc. · CVAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roman Gordon
Officer — CTO · Director
Period of report
Feb 16, 2016
Accepted (ET)
Mar 11, 2016 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001376793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock | Feb 16, 2016 | D | 1,000,000 | $0.00 | D | 15,688,475 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted to Mr. Gordon's son by a Trust controlled by Mr. Gordon; there was no money received or exchanged. The market price on the date of the transaction was $0.03