SEC Form 4 · accession 0001376339-15-000080
MIMEDX GROUP, INC. · MDXG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker H Petit
Officer — Chairman & CEO · Director
Period of report
Aug 4, 2015
Accepted (ET)
Aug 5, 2015 · 8:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001376339
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2015 | M | 41,667 | $1.49 | A | 4,779,328 | D | |
| Common StockF1 | Aug 4, 2015 | M | 35,568 | $1.35 | A | 4,814,896 | D | |
| Common StockF1 | Aug 4, 2015 | M | 80,000 | $1.38 | A | 4,894,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $1.49 | Aug 4, 2015 | M | 41,667 | D | Jan 5, 2012 | Jan 4, 2016 | Common Stock | 41,667 | 0 | D |
| Stock OptionF2 | $1.35 | Aug 4, 2015 | M | 35,568 | D | Mar 18, 2012 | Mar 17, 2016 | Common Stock | 35,568 | 0 | D |
| Stock OptionF2 | $1.38 | Aug 4, 2015 | M | 80,000 | D | Feb 23, 2013 | Feb 22, 2017 | Common Stock | 80,000 | 0 | D |
Explanation of responses
- F1Mr. Petit also indirectly beneficially owns an aggregate of 1,350,000 shares held by six Grantor Retained Annuity Trusts (GRATs).
- F2Option vested in equal installments over three years from the date of the grant.