SEC Form 4 · accession 0001209191-18-015044

Telaria, Inc. · TLRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Feb 27, 2018

Accepted (ET)

Mar 1, 2018 · 4:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001375796

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F2	—	Feb 27, 2018	A	25,641	A	—	—	Common Stock	25,641	25,641	D
Employee Stock Option (Right to Buy)^F3	$3.90	Feb 27, 2018	A	51,883	A	—	Feb 26, 2028	Common Stock	51,883	51,883	D

F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2Grant to the Reporting Person of a restricted stock unit (the "RSU") under the 2013 Plan. The RSU will vest in four equal annual installments on each of February 14, 2019, February 14, 2020, February 14, 2021 and February 14, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.
F325% of the total shares underlying this option will vest on February 14, 2019 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This option is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.