SEC Form 4 · accession 0001209191-18-003260
Telaria, Inc. · TLRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin ORourke Thompson
Director
Period of report
Jan 10, 2018
Accepted (ET)
Jan 11, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2018 | M | 84,388 | — | A | 96,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Jan 10, 2018 | M | 84,388 | D | — | — | Common Stock | 84,388 | 0 | D |
Explanation of responses
- F184,388 shares of the restricted stock unit granted to the reporting person on January 10, 2017 vested on January 10, 2018, at which time they automatically converted into the same number of shares of common stock. While these shares of common stock are fully vested, they will not be issued until the expiration of the Issuer's current blackout period.