SEC Form 4 · accession 0001209191-17-050749
Telaria, Inc. · TLRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katie Seitz Evans
Officer — Chief Operating Officer
Period of report
Aug 7, 2017
Accepted (ET)
Aug 30, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | S | 4,166 | $2.29 | D | 41,165 | D | |
| Common Stock | Aug 28, 2017 | A | 1,914 | $1.88 | A | 43,079 | D | |
| Common Stock | Aug 29, 2017 | S | 1,914 | $3.31 | D | 41,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Tremor Video, Inc. Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).