SEC Form 4 · accession 0001209191-17-003514
Telaria, Inc. · TLRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin ORourke Thompson
Director
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375796
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 10, 2017 | A | 96,959 | A | — | — | Common Stock | 96,959 | 96,959 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F2(i) 12,571 restricted stock unit vests in full on the date of the Issuer's 2017 Annual Meeting of Stockholders, and (ii) 84,388 restricted stock units vest in full on January 11, 2018, in each case subject to such director's continued service on the Board of Directors as of each such date, and provided further that, if such date occurs during a regular or special blackout period, the shares underlying the restricted stock unit award will not be issued until the end of such blackout period.