SEC Form 4 · accession 0001209191-15-076484
Telaria, Inc. · TLRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Walsh Jr.
Officer — SVP & Chief Technology Officer
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375796
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.90 | Oct 20, 2015 | A | 350,000 | A | — | Oct 19, 2025 | Common Stock | 350,000 | 350,000 | D |
Explanation of responses
- F1Grant to the reporting person of a stock option issued as an employment inducement award under applicable NYSE rules. 25% of the total shares underlying this option will vest on October 20, 2016 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the issuer through each vesting date. This option is subject to accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.