SEC Form 4 · accession 0001209191-15-065595
Telaria, Inc. · TLRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Caine
Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | M | 43,572 | — | A | 65,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Aug 10, 2015 | M | 43,572 | D | — | — | Common Stock | 43,572 | 0 | D |
Explanation of responses
- F1On June 20, 2014, the reporting person was granted 43,572 restricted stock units, with each unit representing the right to receive on share of the issuer's common stock. The restricted stock units fully vested on June 20, 2015 coinciding with the issuer's blackout period. Accordingly, the shares underlying the restricted stock unit award being reported herein were not issued until August 10, 2015.