SEC Form 4 · accession 0001209191-15-018770

Telaria, Inc. · TLRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP, CFO & Treasurer

Period of report

Feb 23, 2015

Accepted (ET)

Feb 25, 2015 · 6:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001375796

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F2	—	Feb 23, 2015	A	10,500	A	—	—	Common Stock	10,500	10,500	D
Employee Stock Option (Right to Buy)^F3	$2.47	Feb 23, 2015	A	12,250	A	—	Feb 22, 2025	Common Stock	12,250	12,250	D

F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F2Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan (the "2013 Plan"). 25% of the total shares underlying the restricted stock unit grant vest on February 13, 2016 and 25% of such shares vest on each one year anniversary thereafter, subject to continued service to the issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting following the closing of a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.
F3Grant to the reporting person of a stock option under the issuer's 2013 Plan. 25% of the total shares underlying this option vest on February 13, 2016 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the issuer through each vesting date. This option is subject to accelerated vesting following the closing of a change in control transacton and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.