SEC Form 4 · accession 0001209191-15-015426
Telaria, Inc. · TLRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Lichstein
Officer — Sr.VP, COO, GC & Secretary
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | M | 13,468 | — | A | 17,468 | D | |
| Common StockF2 | Feb 17, 2015 | F | 6,265 | $2.21 | D | 11,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 17, 2015 | M | 13,468 | D | — | — | Common Stock | 13,468 | 40,404 | D |
Explanation of responses
- F1On February 24, 2014, the reporting person was granted 53,872 restricted stock units, with each unit representing the right to receive one share of the issuer's common stock. 25% of the total shares underlying the restricted stock unit vested on February 14, 2015 and were issued on February 17, 2015.
- F2Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.