SEC Form 4 · accession 0001209191-15-015423
Telaria, Inc. · TLRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Sloan
Officer — Sr. VP, CFO & Treasurer
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | M | 8,742 | — | A | 18,742 | D | |
| Common StockF2 | Feb 17, 2015 | F | 3,695 | $2.21 | D | 15,047 | D | |
| Common StockF3 | holding | — | — | — | 100 | I | By Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 17, 2015 | M | 8,742 | D | — | — | Common Stock | 8,742 | 26,223 | D |
Explanation of responses
- F1On February 24, 2014, the reporting person was granted 34,965 restricted stock units, with each unit representing the right to receive one share of the issuer's common stock. 25% of the total shares underlying the restricted stock unit vested on February 14, 2015 and were issued on February 17, 2015.
- F2Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.
- F3These shares are owned by the reporting person's daughter. The reporting person disclaims beneficial ownership of those shares owned by his daughter and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.