SEC Form 4 · accession 0001213900-17-006989
BTHC X INC · BTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Fasci
Officer — CFO, Treasurer, Secretary · Director
Period of report
May 16, 2017
Accepted (ET)
Jun 29, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375685
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $1.00 | May 16, 2017 | A | 87,667 | A | May 16, 2017 | May 16, 2022 | Common Stock | 87,667 | 87,667 | D |
| WarrantsF1 | $1.00 | May 16, 2017 | A | 87,667 | A | May 16, 2018 | May 16, 2023 | Common Stock | 87,667 | 87,667 | D |
| WarrantsF1 | $1.00 | May 16, 2017 | A | 87,667 | A | May 16, 2019 | May 16, 2024 | Common Stock | 87,667 | 87,667 | D |
Explanation of responses
- F1The warrants are issued as equity compensation to Mr. Fasci under his employment agreement with the issuer.