SEC Form 4 · accession 0001209191-15-038561
Guidance Software, Inc. · GUID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Dennis
Officer — PRESIDENT AND CEO
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | A | 128,424 | $0.00 | A | 128,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.85 | May 1, 2015 | A | 305,333 | A | — | May 1, 2025 | Common Stock | 305,333 | 305,333 | D |
Explanation of responses
- F1Effective with the hiring of Mr. Dennis on May 1, 2015, the Board of Directors of the Company granted Mr. Dennis Restricted Stock Awards representing 128,424 shares of Common Stock. Provided Mr. Dennis remains an employee of the Company on the following dates, such shares shall vest as follows: 25% shall vest on May 1, 2016, 25% shall vest on May 1, 2017, 25% shall vest on May 1, 2018 and the final 25% shall vest on May 1, 2019.
- F2Effective with the hiring of Mr. Dennis on May 1, 2015, the Board of Directors of the Company granted Mr. Dennis Incentive Stock Options representing 305,333 shares of Common Stock at an exercise price of $5.85. Provided Mr. Dennis remains an employee of the Company on the following dates, such stock options shall vest as follows: 25% shall vest on May 1, 2016, 25% shall vest on May 1, 2017, 25% shall vest on May 1, 2018 and the final 25% shall vest on May 1, 2019.